David William Matthews

Current Employers

Employment History

• 11/2014 → Present
  Focus Financial
  Minneapolis, MN
• 11/2014 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Previous Registrations

• 2014-02-06 → 2014-10-27
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1. FOCUS FINANCIAL POSITION: Senior Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/10/2014 ADDRESS: 635 Bielenberg Drive, Suite 210, Woodbury MN 55125, United States DESCRIPTION: I am a salaried employee of Focus Financial. I have no clients of my own. I provide financial planning services to clients of David Beissler. I also provide operational support (i.e. trading, money movement, etc.) on behalf of David Beissler for his clients. 2. DAVID MATTHEWS TRUST; POSITION: Trustee NATURE: My personal trust; not investment related INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2011 ADDRESS: 182 Appaloosa Ct, Lino Lakes MN 55014, United States; DESCRIPTION: Trustee of my intervivos (living) trust, established in 2011 to maintain ownership of primary residence and receive life insurance proceeds for estate planning purposes. 3. DAVID MATTHEWS TRUST POSITION: Trustee NATURE: My personal trust; not investment related INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2011 ADDRESS: 182 Appaloosa Ct, Lino Lakes MN 55014, United States DESCRIPTION: Trustee of my intervivos (living) trust, established in 2011 to maintain ownership of primary residence and receive life insurance proceeds for estate planning purposes. 4. APPALOOSA CONSULTING INC POSITION: President NATURE: Corporation (S-Corp) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 182 Appaloosa Ct, Lino Lakes MN 55014, United States DESCRIPTION: Established S-Corp for tax purposes, receive income and pay business expenses (bookkeeping). 5. POWER OF ATTORNEY POSITION: Attorney-in-Fact NATURE: Attorney-in-fact for parents INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2026 ADDRESS: 182 Appaloosa Ct, Lino Lakes MN 55014, United States DESCRIPTION: Act as attorney-in-fact for parent's financial accounts as designated per their Power of Attorney document

Exams

• S66 Uniform Combined State Law Examination
  2015-03-06

Designations