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Focus Financial CRD 116140
$6.82B regulatory AUM 105 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-08-28 |
Branch Locations
563 Bielenberg Drive Suite 245, Woodbury, MN 55125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial/Royal Alliance | Woodbury | MN | 08/2016 | 06/2018 |
| Focus Financial/Osaic Wealth, Inc. | Woodbury | MN | 06/2018 | Present |
FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Corporation/Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 128 START DATE: 10/23/2007 ADDRESS: 563 Bielenberg Drive, Suite 245, Woodbury MN 55125, United States DESCRIPTION: Meet with clients as direct by David Beissler. Review with clients their overall financial plan such as retirement planning, estate planning, tax planning, etc.Support team with operations, compliance and any duties needed to help our clients meet their financial goals. FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Corporation/Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 128 START DATE: 10/23/2007 ADDRESS: 635 Bielenberg Drive, Suite 210, Woodbury MN 55125, United States DESCRIPTION: Meet with clients as direct by David Beissler. Review with clients their overall financial plan such as retirement planning, estate planning, tax planning, etc.Support team with operations, compliance and any duties needed to help our clients meet their financial goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-10 |
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