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Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-06-27
  • WA RA
    APPROVED
    Since 2022-06-27

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Kennewick, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provident Mutual Ins Co Phila PA 03/1995 Present
Guardian Life Bellevue WA 02/1993 Present
Self Employed Sales Insurance Granite Falls WA 05/1980 Present
Tucker Asset Management Llc Littleton CO 06/2022 Present
Dave Barr Clu Llc Kennewick WA 01/2020 Present
David L. Barr, Sole Proprietor Kennewick WA 05/2012 12/2019
  • 03/1995 → Present
    Provident Mutual Ins Co
    Phila, PA
  • 02/1993 → Present
    Guardian Life
    Bellevue, WA
  • 05/1980 → Present
    Self Employed Sales Insurance
    Granite Falls, WA
  • 06/2022 → Present
    Littleton, CO
  • 01/2020 → Present
    Dave Barr Clu Llc
    Kennewick, WA
  • 05/2012 → 12/2019
    David L. Barr, Sole Proprietor
    Kennewick, WA
Other Businesses

1.) Dave Barr CLU LLC; Investment Related; Kennewick, WA; Insurance Sales; Owner/Agent; Start Date 01/2020; Approximately 160 hours/month devoted to this business with the majority of time during securities trading hours; sell life, disability, health, and annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 1987-11-06
  • S65 Uniform Investment Adviser Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    1987-11-06
Other Names
  • Dave Bartlow

View on SEC IAPD

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