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Kevin Douglas Laurie

Stifel, Nicolaus & Company, Incorporated

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-27
NY RA APPROVED 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2021-10-27
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 10/2014 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 04/2017
Stifel Nicolaus & Co Inc New York NY 04/2017 Present
  • 10/2014 → 09/2016
    Deutsche Bank Securities Inc
    New York, NY
  • 09/2016 → 04/2017
    Raymond James & Associates, Inc.
    New York, NY
  • 04/2017 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Previous Registrations
  • 2009-01-21 → 2014-10-30
    Barclays Capital Inc.
    New York, NY
  • 2001-11-21 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-16
S63 Uniform Securities Agent State Law Examination 1988-01-07
  • S65 Uniform Investment Adviser Law Examination
    2001-07-16
  • S63 Uniform Securities Agent State Law Examination
    1988-01-07

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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