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James Rowland Lane

Cetera Investment Advisers LLC

Jersey City, NJ

Bloomfield, NJ

Jersey City, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-01-21
  • NJ RA
    APPROVED
    Since 2014-01-21

Branch Locations

1553 Kennedy Boulevard, Jersey City, NJ 07305 • United States

Bloomfield, NJ • United States

3670 Kennedy Blvd, Jersey City, NJ 07307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 10/2010 Present
The Provident Bank Jersey City NJ 10/2010 Present
Cetera Investment Advisers Llc Jersey City NJ 01/2014 Present
  • 10/2010 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2010 → Present
    The Provident Bank
    Jersey City, NJ
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Jersey City, NJ
Previous Registrations
  • 2009-05-02 → 2010-10-12
    Chase Investment Services Corp.
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
  • 2007-12-05 → 2009-05-02
    Wamu Investments, Inc.
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Wayne, NJ
  • 2006-04-11 → 2007-11-05
    Capital One Financial Advisors Llc
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 1987-12-09
  • S65 Uniform Investment Adviser Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    1987-12-09
Other Names
  • James R Lane

View on SEC IAPD

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