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Employer firm

Morgan Stanley Investment Management Inc. CRD 110353

$702B regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-15
  • NY RA
    APPROVED
    Since 2022-02-15

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fft Models New York NY 09/2009 05/2017
Syracuse University Syracuse NY 08/2014 05/2017
Smbc Nikko Securities America, Inc. New York NY 07/2017 05/2018
Morgan Stanley & Co., Llc New York NY 05/2018 10/2021
Morgan Stanley Smith Barney Llc New York NY 08/2020 10/2021
Morgan Stanley Distribution Inc. New York NY 10/2021 04/2022
Eaton Vance Distributors, Inc. New York NY 04/2022 Present
  • 09/2009 → 05/2017
    Fft Models
    New York, NY
  • 08/2014 → 05/2017
    Syracuse University
    Syracuse, NY
  • 07/2017 → 05/2018
    Smbc Nikko Securities America, Inc.
    New York, NY
  • 05/2018 → 10/2021
    Morgan Stanley & Co., Llc
    New York, NY
  • 08/2020 → 10/2021
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 10/2021 → 04/2022
    Morgan Stanley Distribution Inc.
    New York, NY
  • 04/2022 → Present
    Eaton Vance Distributors, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-04
  • S63 Uniform Securities Agent State Law Examination
    2017-10-04
Other Names
  • Sara Granda
  • Sara Granda
  • Sara Elizabeth Granda

View on SEC IAPD

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