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Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-28
NY RA APPROVED 2024-06-27
  • NJ RA
    APPROVED
    Since 2024-06-28
  • NY RA
    APPROVED
    Since 2024-06-27

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2009 06/2024
Morgan Stanley Investment Management Inc. New York NY 06/2024 Present
Morgan Stanley Distribution, Inc. New York NY 06/2024 Present
Eaton Vance Distributors, Inc. New York NY 06/2024 Present
  • 06/2009 → 06/2024
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 06/2024 → Present
    New York, NY
  • 06/2024 → Present
    Morgan Stanley Distribution, Inc.
    New York, NY
  • 06/2024 → Present
    Eaton Vance Distributors, Inc.
    New York, NY
Previous Registrations
  • 2009-06-01 → 2024-06-27
    Purchase, NY
    New York, NY
    Purchase, NY
    Purchase, NY
    New York, NY
    New York, NY
    New York, NY
  • 2008-12-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
Other Businesses

(1) Hillman Family Foundation / Not Investment Related / Pittsburgh, PA / Charitable Foundation / Member of the Investment Committee / Start January 2019 / During business hours: 0 / After business hours: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2008-01-17
Other Names
  • Benjamin Cordt Hunehe

View on SEC IAPD

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