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Phillip P Kim

Morgan Stanley Investment Management Inc.

New York, NY

Chicago, IL

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Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-09-30
  • IL RA
    APPROVED
    Since 2015-09-30

Branch Locations

1585 Broadway, New York, NY 10036 • United States

440 South Lasalle Street 37Th Floor, Chicago, IL 60605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 06/2009 Present
Morgan Stanley Distribution, Inc. Chicago IL 09/2013 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 09/2013 → Present
    Morgan Stanley Distribution, Inc.
    Chicago, IL
Previous Registrations
  • 2009-06-01 → 2016-01-28
    Morgan Stanley
    Chicago, IL
  • 2009-05-21 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-20
  • S66 Uniform Combined State Law Examination
    2009-05-20
Other Names
  • Pyong Kim
  • Phillip Kim

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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