Best Investors Account Sign in

Robert Emmett Hicks

Park Avenue Securities LLC

Memphis, TN

CRD 1746014

Claim This Profile
Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-06-12
GA RA APPROVED 2024-05-13
MS RA APPROVED 2024-05-13
TX RA APPROVED_RES 2024-05-13
TN RA APPROVED 2024-05-10
  • AR RA
    APPROVED
    Since 2024-06-12
  • GA RA
    APPROVED
    Since 2024-05-13
  • MS RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED_RES
    Since 2024-05-13
  • TN RA
    APPROVED
    Since 2024-05-10

Branch Locations

6060 Primacy Pkwy Suite 175, Memphis, TN 38119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Memphis TN 12/2011 03/2024
Nylife Securities Llc Memphis TN 02/2012 03/2024
Eagle Strategies Llc Memphis TN 03/2012 03/2024
Park Avenue Securities Memphis TN 05/2024 Present
Guardian Life Insurance Company Memphis TN 05/2024 Present
  • 12/2011 → 03/2024
    New York Life Insurance Co
    Memphis, TN
  • 02/2012 → 03/2024
    Nylife Securities Llc
    Memphis, TN
  • 03/2012 → 03/2024
    Memphis, TN
  • 05/2024 → Present
    Park Avenue Securities
    Memphis, TN
  • 05/2024 → Present
    Guardian Life Insurance Company
    Memphis, TN
Previous Registrations
  • 2012-03-21 → 2024-04-02
    Memphis, TN
    Germantown, TN
  • 2011-01-05 → 2011-12-31
    Brokersxpress Llc
    El Paso, TX
    Memphis, TN
    Chicago, IL
    Chicago, IL
    Memphis, TN
  • 2009-01-02 → 2010-12-23
    Memphis, TN
  • 2008-04-22 → 2009-01-02
    Raymond James Financial Services, Inc.
    Memphis, TN
  • 2007-02-14 → 2007-10-30
    Memphis, TN
    St Louis, MO
Other Businesses

1) Insurance Brokering, Start Date: 5/1/2024, Address: 6060 Primacy Parkway, Suite 175, Memphis, TN 38119, 10 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Independent Presbyterian Church-Volunteer, Start Date: 9/1/2023, Address: 4738 Walnut Grove Road, Memphis, TN 38117, 8 total hours per month; 8 during securities trading hours, Not investment related, No Annual Compensation, 3) President of the local NAIFA Memphis Chapter, Start Date: 1/1/2025, Address: N/A, 4 total hours per month; 2 during securities trading hours, Not Investment related, No Annual Compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-05
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2007-02-05
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Other Names
  • Bob Hicks
  • Bobby Hicks
  • Robert Emmett Hicks
  • Robert E Hicks
  • Robert Hicks

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Memphis, TN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor