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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

7701 France Avenue South Suite 120, Edina, MN 55435 • United States

Advisornet Wealth Partners

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-22
  • MN RA
    APPROVED
    Since 2021-12-22

Branch Locations

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

7701 France Avenue S , Suite 120, Edina, MN 55435 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Advanced Wealth Management Group, Inc. Minneapolis MN 01/1993 11/2021
Advisornet Wealth Partners Minneapolis MN 11/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2016-12-08 → 2021-11-23
    Advanced Wealth Management Group, Inc.
    Minneapolis, MN
Other Businesses

1. FIXED INSURANCE - AGENT OFFERING LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE. 2. NAME OF OTHER BUSINESS: PROMISE LAND OUTFITTERS; INVESTMENT RELATED: NO; ADDRESS: 5012 PARK TERRACE EDINA MN 55436; NATURE OF BUSINESS: HUNTING GUIDE SERVICE; START DATE: 3/2021; POSITION/TITLE/RELATIONSHIP: PART OWNER/GUIDE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: BOOK HUNTS, GUIDE HUNTS; 3. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 11/2021 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT; 4. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/1993; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-31
S63 Uniform Securities Agent State Law Examination 1988-03-01
  • S66 Uniform Combined State Law Examination
    2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    1988-03-01

View on SEC IAPD

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