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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-19
  • TX RA
    APPROVED
    Since 2015-03-19

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Houston TX 02/2015 Present
Other Businesses

(1) THE RISE SCHOOL OF HOUSTON; ADDRESS: 5618 H. MARK CROSSWELL JR ST., HOUSTON, TX 77021; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 10/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; URS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: Kraut's House LLC ADDRESS: 5105 Inverness Dr. Bryan, Texas 77802-6096 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LLC to hold family property CAPACITY: Owner/Passive START DATE: 08/22/2017 DUTIES: help manage investment account at RBC for property expenses HOURS DEVOTED PER MONTH: .15 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) NAME OF ENTITY: E3D JV ADDRESS: 12800 Northwest Freeway, Houston, Texas 77040 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Joint Venture used with partners to purchase private security. Request submitted to buy Essenthium CAPACITY: Owner - Passive START DATE: 11/12/2021 DUTIES: I am just a member and owner of the investment. I am not leading the JV. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-19
S63 Uniform Securities Agent State Law Examination 1988-03-25
  • S66 Uniform Combined State Law Examination
    2015-03-19
  • S63 Uniform Securities Agent State Law Examination
    1988-03-25

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