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Jonathan Harrison Swanburg

Tsa Wealth Management

Houston, TX

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Current Employers
Tsa Wealth Management

5718 Westheimer Road Suite 950, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
  • TX RA
    APPROVED
    Since 2022-10-03

Branch Locations

5718 Westheimer Road Suite 950, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tristar Advisors Houston TX 09/2009 01/2023
Calton & Associates, Inc. Houston TX 01/2015 01/2023
Tsa Wealth Management Llc Houston TX 10/2022 Present
  • 09/2009 → 01/2023
    Tristar Advisors
    Houston, TX
  • 01/2015 → 01/2023
    Calton & Associates, Inc.
    Houston, TX
  • 10/2022 → Present
    Tsa Wealth Management Llc
    Houston, TX
Previous Registrations
Other Businesses

FB LAX; NOT INVESTMENT-RELATED; HOUSTON, TX; YOUTH SPORTS NON-PROFIT; PRESIDENT; START DATE: 7/2025; APPROXIMATELY 30 HRS/MO OUTSIDE TRADING HOURS; LEADING AND DIRECTING EXECUTIVE TEAM, MAKING HIGH-LEVEL DECISIONS THAT IMPACT THE COMPANY'S FINANCIAL STATUS OR FUNCTIONAL PROCESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-17
  • S66 Uniform Combined State Law Examination
    2009-11-17
Designations

View on SEC IAPD

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