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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-11 |
Branch Locations
5718 Westheimer Rd Suite 920, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Sugar Land | TX | 10/2019 | 06/2021 |
| Primerica Financial Services | Sugar Land | TX | 09/2018 | 06/2021 |
| Transamerica Financial Advisors, Inc | Houston | TX | 06/2021 | 12/2021 |
| Primerica Financial Services | Houston | TX | 11/2019 | 04/2021 |
| Rph On The Go | Chicago | IL | 07/2006 | 04/2019 |
| Transamerica Financial Advisors, Inc | Houston | TX | 02/2022 | 12/2023 |
| World Financial Group, Inc. | Houston | TX | 10/2019 | 12/2024 |
| Ut Md Anderson Cancer Center | Houston | TX | 04/2012 | Present |
| Primerica Financial Services | Sugar Land | TX | 11/2019 | 04/2021 |
| Rph On The Go | Chicago | IL | 07/2006 | 12/2021 |
| Pfs Investments Inc | Duluth | GA | 10/2019 | 06/2021 |
| Transamerica Financial Advisors | St Petersburg | FL | 06/2021 | 12/2021 |
| World Financial Group | Houston | TX | 06/2016 | 09/2018 |
| Penn Mutual Life Insurance Co | Wilmington | DE | 11/2024 | Present |
| Hornor, Townsend & Kent, Llc | Wilmington | DE | 03/2025 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 18474FINANCIAL | POSITION HELD: AGENT | ADDRESS: 5718 WESTHEIMER RD, SUITE 920, HOUSTON, TX 77057 | START DATE: 10/28/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 60 | APPROX TRADING HRS PER MTH: 60 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY UT MD ANDERSON CANCER CENTER| INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: PHARMACIST | ADDRESS: 1515 HOLCOMBE BLVD, HOUSTON, TX 77030 | START DATE: 04/2012 | NATURE OF ACTIVITY: ONCOLOGY HOSPITAL | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: WORK WITH HEALTHCARE TEAM TO PROVIDE PHARMACEUTICAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-06 |
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