Jon Carter Vaughan

Current Employers

Employment History

• 01/1994 → Present
  Tri-Star Financial
  Houston, TX
• 02/2009 → Present
  Tri-Star Advisors
  Houston, TX
• 11/2014 → Present
  Calton & Associates, Inc.
  Tampa, FL

Previous Registrations

• 2009-05-11 → 2010-11-23
  Parallax Investments, Llc
  Houston, TX

Other Businesses

No. 1) Name of Business: B&V Developers. Non-investment related. Address: Rifle Colorado, CO 81650. Nature of Business: Real Estate Holdings. Position/Title/Relationship: Investor. Start Date: 06/2005. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Passive Investment. No. 2) Name of Business: TRI-STAR GROUP. Investment related. Address: 5718 Westheimer Rd. Suite 950, Houston, TX 77057. Nature of Business: DBA Securities Marketing for Securities. Position/Title/Relationship: Officer. Start Date: 01/01/2015. Hours per month: 35. Hours per month during Securities trading hours: 35. Duties/Responsibilities: Registered representative/Securities marketing for securities. No. 3) Name of Business: TRI-STAR ADVISORS INC. Investment related. Address: 5718 Westheimer Rd. Suite 950. Houston, TX 77057. Nature of Business: Investment Advisor Representative for Registered Investment Advisory Firm. Position/Title/Relationship: Partner. Start Date: 07/15/2009. Hours per month: 80. Hours per month during Securities trading hours: 80. Duties/Responsibilities: Investment advisor representative. No. 4) Name of Business: CNACV, LLC. Non-Investment related. Address: 5718 Westheimer, Ste 950, Houston, TX 77008. Nature of Business: Accounting mechanism for bill paying. Position/Title/Relationship: Partner. Start Date: 12/31/2014. Hours per month: 1. Hours per month during securities trading hours: 0.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-04

Designations

Other Names

• Jon C. Vaughan