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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-03 |
Branch Locations
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascend Financial Services, Inc. | St. Paul | MN | 01/1997 | 12/2017 |
| Minnesota Life Insurance Company | St Paul | MN | 01/1997 | 12/2017 |
| Gcg Financial, Llc | Deerfield | IL | 01/2015 | Present |
| Triad Advisors, Inc. | Norcross | GA | 01/2018 | 08/2024 |
| Alera Investment Advisors, Llc | Deerfield | IL | 01/2018 | Present |
| Osaic Wealth, Inc. | Deerfield | IL | 08/2024 | Present |
1)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA;advisor;1/2018;40 hrs/month;6.5 hrs during trading;providing investment advisory services to clients,including financial planning and retirement planning services 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;40 hrs/month;6.5 hrs during trading;advisor 3)Janson Holdings;not investment related;873 Yale Lane;jewelry sale and design business;co-owner with wife;1/2017;1 hr/month;0 hrs during trading;loading and unloading car for trunk sales on weekends 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;senior vice president,wealth services-senior portfolio manager;1/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 5)JANSON HOLDINGS POSITION: partner NATURE: My wife's interior/exterior design business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 495 Ryan Place, LAKE FOREST IL 60045, United States DESCRIPTION: Assist my wife with transportation and accounting duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-04 |
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