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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-17
TX RA APPROVED_RES 2026-03-16
  • CT RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED_RES
    Since 2026-03-16

Branch Locations

83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 09/2015 03/2026
Wells Fargo Clearing Services, Llc Danburty CT 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-22
S63 Uniform Securities Agent State Law Examination 1993-02-01
  • S65 Uniform Investment Adviser Law Examination
    2007-10-22
  • S63 Uniform Securities Agent State Law Examination
    1993-02-01

View on SEC IAPD

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