Jose Miguel Diaz

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-10-24
CT	RA	APPROVED	2013-10-23

TX RA
APPROVED

Since 2019-10-24
CT RA
APPROVED

Since 2013-10-23

Branch Locations

West Hartford, CT • United States

126 North Street, Danbury, CT 06811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Union Savings Bank	Danbury	CT	07/2011	Present
Raymond James Financial Services	Danbury	CT	06/2013	Present
Raymond James Financial Services Advisors Inc.	Danbury	CT	10/2013	Present

07/2011 → Present

Union Savings Bank

Danbury, CT
06/2013 → Present

Raymond James Financial Services

Danbury, CT
10/2013 → Present

Raymond James Financial Services Advisors Inc.

Danbury, CT

Other Businesses

1)Name of Business: Wealth Group Financial Advisors Address: 126 North St, Danbury, CT, 06811, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor Wealth Group Financial Advisors is the DBA named used to market RJ related products & services

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-04

S66 Uniform Combined State Law Examination

2013-10-04

Designations

View on SEC IAPD