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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-19 |
| CT | RA | APPROVED | 2018-09-04 |
Branch Locations
126 North Street, Danbury, CT 06811 • United States
Danbury, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 11/2016 | 08/2018 |
| Raymond James Financial Services,Inc | Danbury | CT | 08/2018 | Present |
| Raymond James Financial Services Advisors, Inc | Danbury | CT | 09/2018 | Present |
| Union Savings Bank | Danbury | CT | 08/2018 | Present |
| Weath Group Financial Advisors | Danbury | CT | 08/2018 | 06/2024 |
| Wells Fargo Advisors, Llc | Ansonia | CT | 05/2014 | 08/2018 |
1)Name of Business: Wealth Group Financial Advisors Address: 126 North St, Danbury, CT, 06811, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Providing financial services and products in conjunction with Raymond James guidelines.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-04 |
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