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Sharon Michelle Vaupen

Wells Fargo Clearing Services, LLC

Danbury, CT

Purchase, NY

CRD 8185331

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-02
  • CT RA
    APPROVED
    Since 2026-03-02

Branch Locations

1 Padanaram Rd, Danbury, CT 06811 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Danbury CT 07/2018 Present
Wells Fargo Clearing Services, Llc Danbury CT 11/2025 Present
Starbucks Danbury CT 10/2016 07/2018
Fixturepronto Roseville CA 06/2012 10/2016
  • 07/2018 → Present
    Wells Fargo Bank, Na
    Danbury, CT
  • 11/2025 → Present
    Wells Fargo Clearing Services, Llc
    Danbury, CT
  • 10/2016 → 07/2018
    Starbucks
    Danbury, CT
  • 06/2012 → 10/2016
    Fixturepronto
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
S63 Uniform Securities Agent State Law Examination 2026-01-30
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
  • S63 Uniform Securities Agent State Law Examination
    2026-01-30
Other Names
  • Sharon Vaupen

View on SEC IAPD

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