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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/1994 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Normal | IL | 09/2022 | 09/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | 09/2024 |
| Lpl Financial | Normal | IL | 09/2024 | Present |
1- 09/2024 / The Drake Zimmerman Group / DBA for LPL Business (entity for LPL business) / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 09/2024 / Zimmerman & Armstrong Tax Services / Tax Prep/Accounting/CPA / Investment Related / 25 hrs mth during tax season / 5 hrs during trading during tax season / Start date: 06/04/1990 3- 09/2024 / Zimmerman and Amstrong Investment Advisors / Business Entity For Tax/Investment Purposes Only / Normal, IL / Start date: 05/11/2004 4- 09/2024 / Notary / Notary / Investment Related / 0.25 hrs during trading / 1 hr mth / Normal, IL / Start date: 09/01/1987
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-05 |
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