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Nancy Louise Armstrong

LPl Financial LLC

Normal, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • IL RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

1100 Beech St., Bldg 9, Normal, IL 61761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 12/1994 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Normal IL 09/2022 09/2024
Cetera Investment Advisers Llc Schaumburg IL 11/2020 09/2024
Lpl Financial Normal IL 09/2024 Present
  • 12/1994 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 09/2024
    Cetera Advisors Llc
    Normal, IL
  • 11/2020 → 09/2024
    Schaumburg, IL
  • 09/2024 → Present
    Lpl Financial
    Normal, IL
Previous Registrations
  • 1998-07-19 → 2024-10-17
    Zimmerman & Armstrong Investment Advisors
    Normal, IL
  • 2020-11-12 → 2024-10-10
    Normal, IL
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Normal, IL
  • 2011-04-19 → 2012-07-02
    First Allied Securities, Inc.
    Normal, IL
Other Businesses

1- 09/2024 / The Drake Zimmerman Group / DBA for LPL Business (entity for LPL business) / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 09/2024 / Zimmerman & Armstrong Tax Services / Tax Prep/Accounting/CPA / Investment Related / 25 hrs mth during tax season / 5 hrs during trading during tax season / Start date: 06/04/1990 3- 09/2024 / Zimmerman and Amstrong Investment Advisors / Business Entity For Tax/Investment Purposes Only / Normal, IL / Start date: 05/11/2004 4- 09/2024 / Notary / Notary / Investment Related / 0.25 hrs during trading / 1 hr mth / Normal, IL / Start date: 09/01/1987

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1987-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1987-11-05

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