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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-01-20 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dennis Kagel Financial Services | Normal | IL | 06/1976 | Present |
| Horter Investment Managament, Llc | Cincinnati | OH | 08/2016 | 02/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 01/2023 | Present |
DENNIS KAGEL FINANCIAL SERVICES; YES INVESTMENT RELATED; 321 SUSAN DR, STE A, NORMAL, IL 61761; INSURANCE SALES; PRESIDENT/OWNER/REPRESENTATIVE; START DATE: 06/1976; APPROX 160 HOURS A MONTH;APPROX. 160 HOURS DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-26 |
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