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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
IL RA APPROVED 2009-07-17
  • TX RA
    APPROVED
    Since 2026-03-23
  • IL RA
    APPROVED
    Since 2009-07-17

Branch Locations

1713 Fort Jesse Road Suite A, Normal, IL 61761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2009 Present
Crabtree Financial Group, Llc Normal IL 07/2009 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 2009, 5% time spent during business hours; conducted at branch; investment related. 2. Crabtree Financial Group, LLC, sole owner of private entity created as an operating company for securities and investment advisory business; as of 07/2009, 100% time spent during business hours; conducted at branch; investment related. 3. Fort Jesse Plaza, LLC, member and co-owner of real estate holding company that owns properties located in Normal, IL and Bloomington, IL; as of 2012, 0% time spent during business hours; conducted at branch; not investment related. 4. Elevation zero partnership, partner and part owner of a private entity created to own a private placement, as of 2009, 0% time spent during business hours; not conducted at branch, not investment related. 5. Owner, AAA Properties, LLC, an entity created for the purpose of buying & managing real estate in Bloomington, IL and Normal IL; as of 8/15/2017; 0% time spent during business hours; Not conducted at branch; Investment related. 6. Co-owner, GE Road, LLC, an entity created for the purpose of f renting commercial property located in Bloomington IL, as of02/15/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Investment related. 7. Control role of Little Blue, LLC, an entity created for the purpose of managing and owning real estate at Hazelhurst, WI, as of 03/2019; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-08
S63 Uniform Securities Agent State Law Examination 2004-12-02
  • S66 Uniform Combined State Law Examination
    2007-01-08
  • S63 Uniform Securities Agent State Law Examination
    2004-12-02
Designations

View on SEC IAPD

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