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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Baltimore | MD | 12/2005 | Present |
1. Orrson Family Foundation, Inc; 7920 Sherwood Ave Towson MD 21204; Charitable Foundation EIN 47-1334325; President/Board member; Manage investment securities/vote on charitable disbursements; 09/18/2014; 1.00hr/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-01-21 |
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