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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-01 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
10 South Jefferson Street Suite 1700, Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Roanoke | VA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2018 | Present |
*638902 Mountain Pass Stables LLC; Investment related-Yes; Roanoke, Virginia; Agriculture;Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 0; After business hours: 0; Leasing Farm to Equestrian Riding program
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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