Katherine Jo Rand

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Roanoke, VA
• 12/2018 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Roanoke, VA
• 2002-03-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Roanoke, VA
  Roanoke, VA

Other Businesses

*638902 Mountain Pass Stables LLC; Investment related-Yes; Roanoke, Virginia; Agriculture;Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 0; After business hours: 0; Leasing Farm to Equestrian Riding program

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-04
• S63 Uniform Securities Agent State Law Examination
  1994-03-25

Other Names

• Katherine Jo Mack
• Kathy Mack
• Katherine Jo Hegbloom
• Katherine Jo Mack
• Katherine Rand