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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| VA | RA | APPROVED | 2018-07-30 |
Branch Locations
4233 Colonial Avenue, Roanoke, VA 24018 • United States
904 Princess Anne Street Suite 101, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Roanoke | VA | 11/2004 | 03/2017 |
| Metlife Securities, Inc. | Roanoke | VA | 11/2004 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Roanoke | VA | 07/2016 | 07/2018 |
| Mml Investors Services, Llc | Roanoke | VA | 03/2017 | 07/2018 |
| Commonwealth Financial Network | Waltham | MA | 07/2018 | 12/2021 |
| Sage Creek Planning And Investments | Roanoke | VA | 07/2018 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2022 | Present |
1. Member and Owner, JCA Financial, LLC doing business as Sage Creek Planning and Investments, a private entity established to facilitate securities, advisory, and insurance business; As of 06/27/2017; Approximately 80% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent, under the name Sage Creek Planning and Investments; As of 01/01/2018; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-Owner, SageCreek Properties, LLC, a private entity created for the purpose of owning and managing a commercial office property located at 4233 Colonial Avenue Roanoke, VA 24018; As of 01/01/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-19 |
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