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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
VA RA APPROVED 2018-07-30
  • TX RA
    APPROVED
    Since 2026-03-24
  • VA RA
    APPROVED
    Since 2018-07-30

Branch Locations

4233 Colonial Avenue, Roanoke, VA 24018 • United States

904 Princess Anne Street Suite 101, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Roanoke VA 11/2004 03/2017
Metlife Securities, Inc. Roanoke VA 11/2004 03/2017
Massachusetts Mutual Life Insurance Company Roanoke VA 07/2016 07/2018
Mml Investors Services, Llc Roanoke VA 03/2017 07/2018
Commonwealth Financial Network Waltham MA 07/2018 12/2021
Sage Creek Planning And Investments Roanoke VA 07/2018 Present
Commonwealth Financial Network Waltham MA 01/2022 Present
  • 11/2004 → 03/2017
    Metropolitan Life Insurance Company
    Roanoke, VA
  • 11/2004 → 03/2017
    Metlife Securities, Inc.
    Roanoke, VA
  • 07/2016 → 07/2018
    Massachusetts Mutual Life Insurance Company
    Roanoke, VA
  • 03/2017 → 07/2018
    Roanoke, VA
  • 07/2018 → 12/2021
    Waltham, MA
  • 07/2018 → Present
    Sage Creek Planning And Investments
    Roanoke, VA
  • 01/2022 → Present
    Waltham, MA
Previous Registrations
  • 2017-03-25 → 2018-08-02
    Roanoke, VA
    Roanoke, VA
  • 2007-08-10 → 2017-03-25
    Msi Financial Services, Inc.
    Roanoke, VA
    Roanoke, VA
Other Businesses

1. Member and Owner, JCA Financial, LLC doing business as Sage Creek Planning and Investments, a private entity established to facilitate securities, advisory, and insurance business; As of 06/27/2017; Approximately 80% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent, under the name Sage Creek Planning and Investments; As of 01/01/2018; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-Owner, SageCreek Properties, LLC, a private entity created for the purpose of owning and managing a commercial office property located at 4233 Colonial Avenue Roanoke, VA 24018; As of 01/01/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 2001-09-19
  • S65 Uniform Investment Adviser Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    2001-09-19
Designations

View on SEC IAPD

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