Stephanie S Fralin

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2017
  Metlife Securities Inc
  Roanoke, VA
• 07/2016 → 07/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 07/2018
  Mml Investors Services, Llc
  Roanoke, VA
• 07/2018 → 12/2021
  Commonwealth Financial Network
  Waltham, MA
• 07/2018 → Present
  Sage Creek Planning And Investments
  Roanoke, VA
• 01/2022 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2017-03-25 → 2018-08-02
  Mml Investors Services, Llc
  Roanoke, VA
  Roanoke, VA
• 2015-12-01 → 2017-03-25
  Msi Financial Services, Inc.
  Roanoke, VA
• 2002-05-23 → 2015-09-21
  Truist Investment Services, Inc.
  Roanoke, VA
  Roanoke, VA

Exams

• S66 Uniform Combined State Law Examination
  2001-06-12
• S63 Uniform Securities Agent State Law Examination
  1998-11-13

Other Names

• Stephanie S Fralin
• Stephanie S Booth
• Stephanie Renee Sink