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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-04
FL RA APPROVED 2010-03-16
  • TX RA
    APPROVED
    Since 2019-01-04
  • FL RA
    APPROVED
    Since 2010-03-16

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

3251 Wedgewood Lane, The Villages, FL 32162 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities The Villages FL 12/2009 Present
  • 12/2009 → Present
    Newbridge Securities
    The Villages, FL
Other Businesses

1)MICHAEL L WHITAKER & ASSOC., LLC, (DBA): YES, IT IS INVESTMENT RELATED; THE VILLAGES, FL; INSURANCE, FINANCIAL SERVICES, FINANCIAL PLANNING AND INVESTMENT PRODUCTS; OWNER AND CHARTERED FINANCIAL CONSULTANT; 160 HOURS PER MONTH DEVOTED; STARTED MAY 2009; HOUR OF OPERATION ARE 8:30 AM TO 5:00 PM; SALES, RECRUITING AND MANAGING THE OFFICE. 2) HIGH STANDARD, LLC: 1/2015- OCALA, FL, OWNER, BUY/SELL HORSES, TRAIN/SHOW THEM. NOT INVESTMENT RELATED, CORPORATION, TIME SPENT ON THIS DURING REGULAR BUSINESS HOURS IS 0%. 3) HIGH STANDARDS 2, LLC; NOT INVESTMENT RELATED, OCALA, FL 34478; STARTED 02/15/2023 ONGOING - OWNER - HORSE BUSINESS AND WILL HOLD THE HORSES THAT I OWN (BUY/SELL); NOT INVOLVED IN DAY-TO-DAY OPERATIONS, GENERALLY DO THIS BUSINESS ON THE WEEKEND, 50% OWNER WITH WIFE SHANNON. 4) RENTAL PROPERTY: RESIDENTIAL HOME IN NORTH CAROLINA WILL BE HELD OUT AS RENTAL PROPERTY, HOMEOWNER/2017. NOT INVESTMENT RELATED, TIME SPENT ON THIS DURINNG REGULAR BUSINESS HOURS IS 5%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-04
  • S63 Uniform Securities Agent State Law Examination
    2004-10-04
Designations
Other Names
  • Mike Leonard Whitaker

View on SEC IAPD

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