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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-25 |
| CA | RA | APPROVED | 2008-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pasadena | CA | 05/2009 | 11/2016 |
| Armory Center For The Arts | Pasadena | CA | 09/1991 | Present |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
SELF EMPLOYED ARTIST; NON INV RELATED; LOS ANGELAS, CA; CREATE AND SELL FINE ART; SELF EMPLOYED; START 5/1984; 20 HRS PER MTH/0 DURING MARKET. GREEN DOG WORKSHOP; NOT INV RELATED; LOS ANGELES, CA; 100% OWNERSHIP; 05/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; ART WORKSHOPS AND CREATION OF ARTWORK FOR SALE AKUA DEMO ARTIST PROGRAM, NOT INV RELATED, LOS ANGELES, CA, TEACHING, START 7/28/2014, 5 HOURS PER MONTH/0 DURING TRADING.| GREEN DOG WORKSHOP; NOT INV RELATED;LOS ANGELES,CA; ART CREATION AND EDUCATION; START DATE: 05/16/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-14 |
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