Robert Karl Ostberg

Current Employers

Employment History

• 08/1987 → Present
  Nylife Securities Llc
  Windsor, CT
• 05/2007 → Present
  Ostberg & Associates Financial Services And Insurance, Llc
  Northampton, MA
• 06/1987 → Present
  New York Life Insurance Company
  Windsor, CT
• 05/1998 → Present
  Eagle Strategies Llc
  Northampton, MA

Other Businesses

[INSURANCE BROKERING: OPERATING UNDER THE DBA NAME OF OSTBERG & ASSOCIATES FINANCIAL SERVICES AND INSURANCE, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 351 PLEASANT STREET, SUITE D, NORTHAMPTON MA 01060; START DATE: 05/2004] [LOOK MEMORIAL PARK; Local Park run for the benefit of the community; 300 North Main Street Florence MA 01062; Start Date 12/2023; Role/Title: Volunteer; Not Investment Related; .5 hours per month; 0 hours per month during securities trading hours; volunteer event manager for 1 event annually to raise money for the restoration of the Park Theater] [CITY GOV'T; ROLE/TITLE: VOLUNTEER; NON INVESTMENT RELATED; START DATE 02/2005] [MILLBANK CONDOMINIUMS; TRUSTEE/BOARD MEMBER; NORTHAMPTON, MAINVESTMENT RELATED; START DATE 04/2005] [AIEE LLC; THE LLC WAS FORMED TO BUY THE OFFICE CONDO. MY DBA OSTBERG & ASSOCIATES INSURANCE & FINANCIAL SERVICES IS THE TENANT. I ALSO OWN UNIT C IN THE SAME COMPLEX AND NOW RENT THAT SPACE. I AM A 50% OWNER.; 351 PLEASANT ST., UNITS C & D, NORTHAMPTON, MA 01060; START DATE 11/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Ostberg & Associates Enterprise, LLC; Myself and my NYL Successor's purchased a Unit in our building for investment purposes. We current tenants are other NYL Agents.; 351 Pleasant Street Unit D, Northampton, MA 01060; Start Date 01/2019; Role/Title: Managing Partner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [111 Aberdeen LLC; Co Own a lake house with my two brothers from an inheritance from our parents. The lake house is for family use, however, from time to time we rent to friends.; 111 Aberdeen Road, Goshen, MA; Start Date 06/2004; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue New York, NY 10010; Start Date 09/2018; Role/Title: Share Holder-passive investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-23
• S63 Uniform Securities Agent State Law Examination
  1987-11-17