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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-02-11 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | East Longmeadow | MA | 12/2015 | 02/2017 |
| Mml Investors Services, Llc | Florence | MA | 03/2017 | 12/2017 |
| St. Germain Securities, Inc. | Northampton | MA | 12/2017 | 12/2024 |
| St Germain Investments | Northampton | MA | 12/2017 | Present |
Independent Insurance Agent - from 8 Main St. Florence MA 01062 - Disability and LTC - 1 security hours and 0 non security hours - since 01/2017 Owner and manager of rental property since June 2024. Not investments related, takes about 10 non-market hours per month. No market hours expected.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-18 |
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