Mary Kate Frodema

Employer firm

St. Germain Investment Management CRD 155186

$3.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 06/2019
  Massmutual Life Insurance Co
  Springfield, MA
• 12/2011 → 02/2021
  Mml Investors Services, Llc
  Holyoke, MA
• 07/2019 → 02/2021
  Mass Mutual Life Insurance Company
  Holyoke, MA
• 03/2021 → 05/2022
  Hart & Patterson Financial Group
  Amherst, MA
• 05/2022 → 12/2024
  St. Germain Securities
  Springfield, MA
• 05/2022 → Present
  St. Germain Investment Management, Inc.
  Northampton, MA

Previous Registrations

• 2021-03-11 → 2022-05-18
  Hart & Patterson Financial Group
  Amherst, MA
• 2019-09-10 → 2021-03-02
  Mml Investors Services, Llc
  Springfield, MA
  Hamden, CT
  Holyoke, MA

Other Businesses

Springfield Prep Charter School, Board Member, not investment related, Springfield, MA, school for children, began October 2023 as Board Member attending meetings of the board and voting on board matters, Approximately 5 non-market hours per month, no market hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-08-24
• S63 Uniform Securities Agent State Law Examination
  2011-06-16

Designations

• Certified Financial Planner

Other Names

• Mary Kate Nmn Frodema