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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-29 |
Branch Locations
9999 Bellaire Blvd. Suite 901, Houston, TX 77036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Houston | TX | 12/1993 | Present |
| Nylife Securities Inc. | Houston | TX | 06/1994 | Present |
| Eagle Strategies Llc | Houston | TX | 04/2009 | Present |
| Cmcd Llc | Houston | TX | 09/2008 | Present |
[CMCD LLC.; Tax and accounting services; 9999 Bellaire Blvd., Ste 900, Houston, TX 77036; Start Date 09/2008; Role/Title: MEMBER; Not Investment Related; 10 hours per month; 3 hours per month during securities trading hours] APPOINTED WITH VARIOUS OUTSIDE INSURANCE FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-23 |
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