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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-16 |
| WA | RA | APPROVED | 2021-09-16 |
Branch Locations
4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 02/2000 | 09/2021 |
| Morgan Stanley | Kirkland | WA | 09/2021 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: LISTEN AND TALK 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 8610 8TH AVE NE, SEATTLE, WASHINGTON 98115 5.NATURE OF BUSINESS: CHARITABLE ORGANIZATION, 7.POSITION, TITLE, ASSOCIATION: TRUSTEE, 8.START DATE OF RELATIONSHIP: 7/1/2013 9.NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: LISTEN AND TALK IS A NON-PROFIT SCHOOL THAT TEACHES CHILDREN WITH HEARING LOSS TO LISTEN AND COMMUNICATE USING SPOKEN LANGUAGE. THEY HAVE THREE EARLY INTERVENTION PROGRAMS; 'BIRTH TO 3 PROGRAM', 'PRESCHOOL' AND A 'PRE-K' PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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