Brian Richard Lee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1988 → Present
  Dean Witter Reynolds
  New York, NY
• 10/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hewlett, NY

Other Businesses

I*77170 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BRIAN R LEE DBA IMAGES BY BRL INVESTMENT RELATED: N ADDRESS OF BUSINESS: CENTER MORICHES, NEW YORK 11934 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/4/2014 NUMBER OF HOURS DEVOTED: 32 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING BASIC INTRODUCTION TO DIGITAL PHOTOGRAPHY

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-21
• S63 Uniform Securities Agent State Law Examination
  1990-10-26