Neil Jude Goetzman

Current Employers

Employment History

• 07/1987 → 02/2020
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Alexandria, VA
• 02/2020 → Present
  Raymond James Financial Services, Inc.
  Alexandria, VA
• 02/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Alexandria, VA

Previous Registrations

• 1994-06-04 → 2020-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alexandria, VA
  Alexandria, VA

Other Businesses

(1)Name of Business: 1300 King St. LLC Address: 6117 EDGEWOOD TERR, Alexandria, VA, 22307-1126, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/22/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Goetzman Nau Financial Partners LLC Address: 1800 Diagonal Rd Ste 555, Alexandria, VA, 22314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Partner (3)Name of Business: Goetzman Wealth Management, LLC Address: 1800 Diagonal Rd Ste 555, Alexandria, VA, 22314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/14/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of S-Corp

Exams

• S65 Uniform Investment Adviser Law Examination
  1990-11-27
• S63 Uniform Securities Agent State Law Examination
  1987-10-15