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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-08-19
MD RA APPROVED 2025-06-24
  • VA RA
    APPROVED
    Since 2025-08-19
  • MD RA
    APPROVED
    Since 2025-06-24

Branch Locations

Accokeek, MD • United States

5680 King Centre Dr. Ste. 600, Alexandria, VA 22315 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 04/2016 09/2016
Morgan Stanley Private Bank, N.A. New York NY 04/2016 09/2016
Pnc Investments Pittsburgh PA 12/2016 07/2018
Navy Federal Financial Group, Llc Springfield VA 08/2018 03/2025
Navy Federal Investment Services, Llc Springfield VA 08/2018 03/2025
Cambridge Investment Research, Inc. Fairfield IA 05/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2025 Present
  • 04/2016 → 09/2016
    Morgan Stanley
    Washington, DC
  • 04/2016 → 09/2016
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 12/2016 → 07/2018
    Pnc Investments
    Pittsburgh, PA
  • 08/2018 → 03/2025
    Navy Federal Financial Group, Llc
    Springfield, VA
  • 08/2018 → 03/2025
    Springfield, VA
  • 05/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. NIRVANA WEALTH MANAGEMENT, LLC DBA NIRVANA WEALTH, LLC, 15604 Wellingham Court, Accokeek MD 20607, United States, 05/22/2025, President, RIA Affiliation, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. MOG LLP, 15604 Wellingham Court, Accokeek MD 20607, United States, 12/04/2021, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/24/2025 4. FULTON BRIDGES, 5680 King Centre Drive, Suite 600, Alexandria VA 22315, United States, 11/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 24 HR/MO - 24 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-11
S63 Uniform Securities Agent State Law Examination 2014-04-17
  • S66 Uniform Combined State Law Examination
    2017-04-11
  • S63 Uniform Securities Agent State Law Examination
    2014-04-17
Other Names
  • Fulton N/A Bridges

View on SEC IAPD

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