Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-03
VA RA APPROVED 2010-12-20
  • TX RA
    APPROVED_RES
    Since 2011-01-03
  • VA RA
    APPROVED
    Since 2010-12-20

Branch Locations

5680 King Centre Dr Ste 600, Alexandria, VA 22315 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 12/2010 03/2020
Ameriprise Financial Services, Llc Alexandria VA 03/2020 Present
Previous Registrations
  • 2009-03-13 → 2010-12-22
    Washington, DC
  • 2007-01-04 → 2009-03-13
    Ferris, Baker Watts, Llc
    Washington, DC
  • 2006-01-03 → 2006-10-03
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
Other Businesses

Real Estate Ownership; Multi-Family; 5243 Tancreti Lane, , Alexandria, VA, 22304; Investment-Related; 04/01/2020. Independent Insurance Brokering; Reliastar; 04/10/2024; Universal Life / TransAmerica; 07/12/2024; Term Life / MONY; 08/06/2024; Term Life / Mutual of Omaha; 09/02/2024; Term Life. Business Ownership; ARG2025; Owner; Manage Ameriprise Business; 4915 Donovan Dr, , ALEXANDRIA, VA, 22304; Investment-Related; 02/04/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-15
  • S66 Uniform Combined State Law Examination
    2005-12-15
Other Names
  • Mario Gabalda

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alexandria, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor