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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-15
  • VA RA
    APPROVED
    Since 2025-05-15

Branch Locations

6831 Sir Viceroy Drive, Alexandria, VA 22315 • United States

4097 Monument Corner Dr, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner, & Smith Incorporated Ashburn VA 12/2016 04/2021
Bank Of America, N.A. Ashburn VA 06/2014 12/2016
Bank Of America, N.A. Ashburn VA 05/2017 04/2021
Fidelity Investments Reston VA 04/2021 07/2022
Raymond James & Associates, Inc. Washington DC 10/2022 07/2024
Unemployed Aldie VA 07/2022 08/2022
Parallel Wine Bistro Ashburn VA 08/2022 10/2022
Cuso Financial Services, Lp San Diego CA 07/2024 05/2025
Apple Federal Credit Union Alexandria VA 07/2024 Present
Lpl Financial Llc Alexandria VA 05/2025 Present
  • 12/2016 → 04/2021
    Ashburn, VA
  • 06/2014 → 12/2016
    Bank Of America, N.A.
    Ashburn, VA
  • 05/2017 → 04/2021
    Bank Of America, N.A.
    Ashburn, VA
  • 04/2021 → 07/2022
    Fidelity Investments
    Reston, VA
  • 10/2022 → 07/2024
    Washington, DC
  • 07/2022 → 08/2022
    Unemployed
    Aldie, VA
  • 08/2022 → 10/2022
    Parallel Wine Bistro
    Ashburn, VA
  • 07/2024 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2024 → Present
    Apple Federal Credit Union
    Alexandria, VA
  • 05/2025 → Present
    Alexandria, VA
Previous Registrations
  • 2024-07-24 → 2025-05-15
    Cuso Financial Services, L.P.
    Alexandria, VA
    Fairfax, VA
  • 2022-11-02 → 2024-07-24
    Washington, DC
  • 2021-05-28 → 2022-08-04
    Fidelity Personal And Workplace Advisors
    Reston, VA
  • 2017-03-20 → 2021-05-04
    Ashburn, VA
    Richmond, VA
    Ashburn, VA
    Ashburn, VA
    Richmond, VA
    Ashburn, VA
    Stone Ridge, VA
    Ashburn, VA
    Richmond, VA
    Stone Ridge, VA
    Chantilly, VA
    Stone Ridge, VA
    Chantilly, VA
    Chantilly, VA
Other Businesses

1 - 05/2025 - Apple Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 120 Hours/Month - 1 Hour During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-17
  • S66 Uniform Combined State Law Examination
    2017-03-17
Other Names
  • Nicole Renee Direen
  • Nicole R Wright
  • Nicole Renee Direen Wright
  • Nicole Renee Wright

View on SEC IAPD

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