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Kenneth Mathieson

Arax Advisory Partners

New York, NY

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-14
NY RA APPROVED 2026-07-14
  • NJ RA
    APPROVED
    Since 2026-07-14
  • NY RA
    APPROVED
    Since 2026-07-14

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

521 Fifth Avenue 12Th Floor, New York, NY 10175 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc New York NE 06/2014 01/2017
Steward Partners Global Advisory, Llc New York NY 06/2014 01/2017
Raymond James Financial Services Advisors Inc. New York NY 06/2014 01/2017
Steward Partners Investment Advisory, Llc New York NY 01/2016 01/2017
Laidlaw Company Fifth Floor NY 02/2017 12/2024
Laidlaw Wealth Management New York NY 02/2017 12/2024
U.S. Capital Wealth Advisors Austin TX 01/2025 06/2026
Arax Advisory Partners, Llc New York NY 06/2026 Present
  • 06/2014 → 01/2017
    Raymond James Financial Services,Inc
    New York, NE
  • 06/2014 → 01/2017
    Steward Partners Global Advisory, Llc
    New York, NY
  • 06/2014 → 01/2017
    New York, NY
  • 01/2016 → 01/2017
    New York, NY
  • 02/2017 → 12/2024
    Laidlaw Company
    Fifth Floor, NY
  • 02/2017 → 12/2024
    Laidlaw Wealth Management
    New York, NY
  • 01/2025 → 06/2026
    U.S. Capital Wealth Advisors
    Austin, TX
  • 06/2026 → Present
    Arax Advisory Partners, Llc
    New York, NY
Previous Registrations
Other Businesses

Real estate, renting out my home for income. Started in September 2023, 2 hours per month, none during securities hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-23
S63 Uniform Securities Agent State Law Examination 1987-10-23
  • S65 Uniform Investment Adviser Law Examination
    2025-01-23
  • S63 Uniform Securities Agent State Law Examination
    1987-10-23
Other Names
  • Kenneth J Mathieson
  • Kenneth Joseph Mathieson

View on SEC IAPD

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