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Richard Morgan Wilson

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
LA RA APPROVED 2010-11-18
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • LA RA
    APPROVED
    Since 2010-11-18

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Mandeville LA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Mandeville, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

Rental Property; Mandeville, LA; Investment related; Sole Proprietor / Owner / Partner; 06/2017; During business hours: 0; After business hours: .5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-03
S63 Uniform Securities Agent State Law Examination 1991-06-25
  • S65 Uniform Investment Adviser Law Examination
    1996-06-03
  • S63 Uniform Securities Agent State Law Examination
    1991-06-25
Designations

View on SEC IAPD

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Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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