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Marc Tabah

Svb Wealth

Raleigh, NC

Cornwall, VT

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Current Employers
Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-03-27
MA RA APPROVED 2022-12-08
CO RA APPROVED 2022-11-30
CT RA APPROVED 2022-11-30
NY RA APPROVED 2021-06-10
CA RA APPROVED 2020-11-10
  • VT RA
    APPROVED
    Since 2025-03-27
  • MA RA
    APPROVED
    Since 2022-12-08
  • CO RA
    APPROVED
    Since 2022-11-30
  • CT RA
    APPROVED
    Since 2022-11-30
  • NY RA
    APPROVED
    Since 2021-06-10
  • CA RA
    APPROVED
    Since 2020-11-10

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Cornwall, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management Securities Llc New York NY 09/2011 01/2018
Lazard Asset Management Llc New York NY 09/2011 01/2018
Forester Capital Stamford CT 03/2018 03/2020
Svb Wealth Llc New York NY 03/2020 Present
  • 09/2011 → 01/2018
    Lazard Asset Management Securities Llc
    New York, NY
  • 09/2011 → 01/2018
    Lazard Asset Management Llc
    New York, NY
  • 03/2018 → 03/2020
    Forester Capital
    Stamford, CT
  • 03/2020 → Present
    Svb Wealth Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-10
S66 Uniform Combined State Law Examination 2012-12-07
S63 Uniform Securities Agent State Law Examination 1987-12-01
  • S65 Uniform Investment Adviser Law Examination
    2020-11-10
  • S66 Uniform Combined State Law Examination
    2012-12-07
  • S63 Uniform Securities Agent State Law Examination
    1987-12-01
Other Names
  • Marc Tabah
  • Marc Tobah
  • Marc Tabah

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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