David Jeffrey Herman

Current Employers

Employment History

• 10/2013 → 08/2024
  Wagner Wealth Management
  Greenville, SC
• 05/2014 → 08/2024
  Wealth Management Advisors, Llc
  Greenville, SC
• 05/2014 → 04/2021
  Triad Advisors Inc.
  Norcross, GA
• 04/2021 → 08/2024
  Arkadios Capital
  Atlanta, GA
• 09/2024 → Present
  Fortress Private Ledger, Llc
  Raleigh, NC

Previous Registrations

• 2014-09-12 → 2024-09-06
  Wealth Management Advisors, Llc
  Greenville, SC

Other Businesses

1)The Jeffrey Goup, LLC; Non-Investment related, 205 Keowee Ave, Greenville, SC; Holding Co; Owner; 9/1/2013; 2 HRS/Month; .01 HRS During securities trading hours, Owner. 2)Old Dog Capital, LLC, Formed 10/30/2014, Managing member, IT IS A VEHICLE IN WHICH HE INVESTS IN PRIVATE INVESTMENTS IN START- UP COMPANIES. NO CLIENTS ARE INVOLVED. 3)PINE STRAW NATIONAL LLC;INVESTMENT RELATED;3 Legacy Park Rd,Ste A,Greenville,SC;REAL ESTATE;MEMBER OF LLC;7/22/2015;1 HR/MONTH;1 HR DURING TRADING;Member 4) Grey Ghost Holdings, LLC; investment related; 205 Keowee Ave, Greenville, SC; real estate; member; 5/30/2017;1 hr/month; 0 hrs during trading; commercial real estate buildings, Passive investments in industrial/medical buildings. 5)UCAN; investment related;411 University Ridge, Greenville, SC; angel investment group; board member;6/2018;1 hr/month;0 hrs during trading; oversee direction of angel group 6)Bucket List Capital, LLC; investment related;3 Legacy Park Rd, Ste 3-A; passive investment-private co-managing member;9/21/2018;1 hr/month;0 hrs during trading; monitor success or failure of investment 7)Liver & White Holdings, LLC; not investment related;205 Keowee Ave, Greenville, SC; LLC for flip house; managing member;9/28/2020;0 hrs/month;0 hrs during trading; investor only

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-29
• S63 Uniform Securities Agent State Law Examination
  1987-09-23

Other Names

• D. Jeffrey Herman
• D Jeff Herman
• Jeff Herman