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Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-06
  • CA RA
    APPROVED
    Since 2020-10-06

Branch Locations

16700 Valley View Ave Suite 160, La Mirada, CA 90638 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Planning Advisors, Inc. Cerritos CA 04/2002 Present
Triad Advisors, Inc. Norcross GA 08/2006 10/2020
Integrity Alliance, Llc La Mirada CA 10/2020 Present
  • 04/2002 → Present
    Retirement Planning Advisors, Inc.
    Cerritos, CA
  • 08/2006 → 10/2020
    Triad Advisors, Inc.
    Norcross, GA
  • 10/2020 → Present
    La Mirada, CA
Previous Registrations
  • 2006-08-23 → 2020-10-06
    Triad Advisors Llc
    Atlanta, GA
    La Mirada, CA
  • 2003-11-04 → 2006-08-16
    American General Securities Incorporated
    Cerritos, CA
  • 2003-03-17 → 2003-11-28
    Retirement Planning Advisors, Inc.
    Gardena, CA
Other Businesses

1.Medi-Cal Eligibility Services; Not investment related; 16700 Valley View Ave, Ste 160, La Mirada, CA 90638; Asset preservation to qualify for government benefits to help pay for long term care; Owner; Started 1/1/1995; 20 hours per month, 2 during trading; Prep application for approval. Walk application through approval process. Do annual re-qualification and recovery procedures. 2.RPA Tax Group, LLC; Not investment related; 16700 Valley View Ave, Ste 160, La Mirada, CA 90638; Tax prep; CA Registered Tax Preparer; Started 2/1/2016; 2 hours per month, 2 during trading hours; Intake of tax info, secure email to CPA's for tax return prep. 3.Retirement Planning Advisors, Inc.; Not investment related; 16700 Valley View Ave, Ste 160, La Mirada, CA 90638; Insurance sales; owner; Started 1/1/1986; 50 hours per month, 50 during trading hours; Sale of annuities, life, long-term care, med supp, cancer and others. 4.Retirement Planning Advisors, Inc.; Not investment related; 16700 Valley View Ave, Ste 160, La Mirada, CA 90638; DBA; DBA for securities and advisory; 160 hours per month, 160 during trading; DBA 5.Keiro Kikyo Home, Inc.; Not Investment related; 420 East 3rd Street, Suite 1000, Los Angeles, CA 90013; board member for care of home; 10/01/2024;1 hour per month; 0 hours during security hours; oversee board and care of home. 6.ENCORESTATE PLANS POSITION: Consultant NATURE: Using 3rd party estate planning software. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/13/2025 ADDRESS: 16700 Valley View Ave, Ste 160, La Mirada CA 90638, United States DESCRIPTION: Using chart of estate flow as provided by this software.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-10-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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