Joel Suarez

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2022
  Voya Financial Partners
  Lubbock, TX
• 09/2014 → 10/2022
  Voya Financial Advisors
  Austin, TX
• 11/2022 → Present
  Mariner Platform Solutions
  Lubbock, TX
• 11/2022 → Present
  Monarch Private Wealth
  Lubbock, TX

Previous Registrations

• 2011-01-03 → 2022-11-10
  Voya Financial Advisors, Inc.
  Austin, TX
  Houston, TX
  Lubbock, TX
  Dallas, TX
  Houston, TX
• 2007-01-31 → 2011-01-03
  Voya Financial Partners, Llc
  Austin, TX
  Lubbock, TX
• 2002-04-09 → 2007-02-06
  Valic Financial Advisors, Inc.
  Lubbock, TX
  Lubbock, TX

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 611 UNIVERSITY AVE STE 240; LUBBOCK; TX; 79401; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/29/2010; 2; 2; SELL FIXED BUSINESS: ANNUITIES-INCLUDING FIXED INDEX ANNUITIES,LTC,LIFE INSURANCE AND TERM POLICIES| 2) MONARCH PRIVATE WEALTH; LUBBOCK, TX; SHAREHOLDER; OFFERING INVESTMENT ADVISORY SERVICES THROUGH MARINER PLATFORM SOLUTIONS; START DATE 11/2022; 160 HRS/MONTH AND DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  1999-09-14

Designations

• Certified Financial Planner
• Chartered Financial Consultant