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Timothy Drew Mack

High Plains Investment Advisors, Inc.

Lubbock, TX

CRD 3106624

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Employer firm

High Plains Investment Advisors, Inc. CRD 114404

$191M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
High Plains Investment Advisors, Inc.

7021 Kewanee Ave. Suite 5-102, Lubbock, TX 79424 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-04-30
  • TX RA
    APPROVED
    Since 2003-04-30

Branch Locations

7021 Kewanee Ave. Suite 5-102, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lubbock Financial Services, Inc. Lubbock TX 05/1998 Present
Bolinger, Segars, Gilbert & Moss Lubbockf TX 10/2004 Present
  • 05/1998 → Present
    Lubbock Financial Services, Inc.
    Lubbock, TX
  • 10/2004 → Present
    Bolinger, Segars, Gilbert & Moss
    Lubbockf, TX
Other Businesses

BOLINGER, SEGARS, GILBERT & MOSS, LLP NOT INVESTMENT RELATED 8215 NASHVILLE AVE., LUBBOCK, TX 79423 ACCOUNTANT UNDER EXCLUSIVE CONTRACT BEGAN OCTOBER 2004 APPROXIMATELY 40 HOURS PER MONTH DEVOTED TO THIS BUSINESS. APPROXIMATELY 4 HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS. DUTIES INVOLVE TRADITIONAL ACCOUNTING AND TAX DUTIES CONSISTENT WITH A LOCAL CPA FIRM.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-29
  • S63 Uniform Securities Agent State Law Examination
    1998-07-29

View on SEC IAPD

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