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Brad Alexander Pruitt

High Plains Investment Advisors, Inc.

Lubbock, TX

CRD 5646938

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Employer firm

High Plains Investment Advisors, Inc. CRD 114404

$191M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
High Plains Investment Advisors, Inc.

7021 Kewanee Ave. Suite 5-102, Lubbock, TX 79424 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-10
  • TX RA
    APPROVED
    Since 2010-02-10

Branch Locations

7021 Kewanee Ave. Suite 5-102, Lubbock, TX 79424 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lubbock Financial Services, Inc. Lubbock TX 01/2009 Present
Sunset International Bible Institute Lubbock TX 03/2008 Present
  • 01/2009 → Present
    Lubbock Financial Services, Inc.
    Lubbock, TX
  • 03/2008 → Present
    Sunset International Bible Institute
    Lubbock, TX
Other Businesses

SUNSET INTERNATIONAL BIBLE INSTITUTE (SIBI); NOT INVESTMENT RELATED; 3723 34TH STREET, LUBBOCK, TEXAS, USA, 79410; 160 HOURS/MONTH. 8 HOURS PER DAY DURING SECURITIES TRADING HOURS. DAY-TO-DAY FINANCIAL DUTIES: ACCOUNTING, BUDGETING, FORECASTING, FINANCIAL REPORTING, MANAGEMENT REPORTING, DISBURSEMENTS, INTERNAL CONTROLS, DONORS, TRUSTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-21
  • S65 Uniform Investment Adviser Law Examination
    2009-02-21

View on SEC IAPD

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