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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-10-25 |
| TX | RA | APPROVED_RES | 2019-10-25 |
Branch Locations
161 S Main St, Milltown, NJ 08850 • United States
Cream Ridge, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2009 | 10/2019 |
| Ameriprise Financial Services, Inc | Princeton | NJ | 10/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Freehold | NJ | 03/2020 | Present |
Independent Insurance Brokering; AIG; 12/21/2020; Term Life. Business Ownership; RH12 & Associates, LLC; Owner; The LLC is being created as my CPA is going to flow my income through the LLC for tax purposes.; 8 Mason Dr, , CREAM RIDGE, NJ, 08514; Not Investment-Related; 03/02/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-12 |
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