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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-12-01
  • NJ RA
    APPROVED
    Since 2021-12-01

Branch Locations

300 Route 18 Midstate Mall, East Brunswick, NJ 08816 • United States

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services West Windsor NJ 11/2019 08/2021
Pfs Investments Inc. West Windsor NJ 01/2021 08/2021
Spencer Savings Bank Westfield NJ 01/2018 07/2019
Two River Community Bank New Brunswick NJ 08/2016 09/2017
Unemployed Somerset NJ 10/2017 12/2017
Unemployed Somerset NJ 07/2019 12/2020
Wells Fargo Bank,Na East Brunswick NJ 08/2021 Present
Wells Fargo Clearing Services, Llc East Brunswick NJ 08/2021 Present
  • 11/2019 → 08/2021
    Primerica Financial Services
    West Windsor, NJ
  • 01/2021 → 08/2021
    Pfs Investments Inc.
    West Windsor, NJ
  • 01/2018 → 07/2019
    Spencer Savings Bank
    Westfield, NJ
  • 08/2016 → 09/2017
    Two River Community Bank
    New Brunswick, NJ
  • 10/2017 → 12/2017
    Unemployed
    Somerset, NJ
  • 07/2019 → 12/2020
    Unemployed
    Somerset, NJ
  • 08/2021 → Present
    Wells Fargo Bank,Na
    East Brunswick, NJ
  • 08/2021 → Present
    East Brunswick, NJ
Other Businesses

US BUSINESS RESOURCES LLC DBA INDEPENDENT AUTOCARE, NOT INV RELATED, SOMERSET, NJ, 100% OWNERSHIP, START 9/28/2016, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, AUTOCARE SERVICES CONSUTLING AND AUTO BODY WRAPS. NOTARY PUBLIC, NOT INV RELATED, STATE OF NEW JERSEY, START 10/13/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-09
S63 Uniform Securities Agent State Law Examination 2021-04-07
  • S66 Uniform Combined State Law Examination
    2021-11-09
  • S63 Uniform Securities Agent State Law Examination
    2021-04-07
Other Names
  • Phillip Malavarca

View on SEC IAPD

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