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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-05
IL RA APPROVED 2020-05-13
NJ RA APPROVED 2019-12-05
  • TX RA
    APPROVED_RES
    Since 2022-10-05
  • IL RA
    APPROVED
    Since 2020-05-13
  • NJ RA
    APPROVED
    Since 2019-12-05

Branch Locations

161 S Main St, Milltown, NJ 08850 • United States

Rocky Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc Milltown NJ 06/2009 12/2019
Ic Advisory Services, Inc. Milltown NJ 06/2009 12/2019
Ameriprise Financial Services, Inc Miltown NJ 12/2019 03/2020
Ameriprise Financial Services, Llc Milltown NJ 03/2020 Present
  • 06/2009 → 12/2019
    The Investment Center, Inc
    Milltown, NJ
  • 06/2009 → 12/2019
    Ic Advisory Services, Inc.
    Milltown, NJ
  • 12/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Miltown, NJ
  • 03/2020 → Present
    Milltown, NJ
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 161 S Main St, , Milltown, NJ, 8850; Not Investment-Related; 04/17/2015. Business Ownership; LWM @ 161 S. Main St; Owner; LLC owns the property 161 S Main St.; 161 S Main st, , milltown, NJ, 08850; Not Investment-Related; 03/15/2015; 0 hours per month; 0 during trading hours. Board of Directors; Longwood University Foundation; board of director; 201 High St., Eason G-28, Farmville , VA, 23909; Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-29
S63 Uniform Securities Agent State Law Examination 1998-10-06
  • S65 Uniform Investment Adviser Law Examination
    2002-05-29
  • S63 Uniform Securities Agent State Law Examination
    1998-10-06
Other Names
  • Keith Latimer
  • Keith Lamor Latimer

View on SEC IAPD

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