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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-05 |
| IL | RA | APPROVED | 2020-05-13 |
| NJ | RA | APPROVED | 2019-12-05 |
Branch Locations
161 S Main St, Milltown, NJ 08850 • United States
Rocky Hill, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc | Milltown | NJ | 06/2009 | 12/2019 |
| Ic Advisory Services, Inc. | Milltown | NJ | 06/2009 | 12/2019 |
| Ameriprise Financial Services, Inc | Miltown | NJ | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Milltown | NJ | 03/2020 | Present |
Real Estate Ownership; Commercial; 161 S Main St, , Milltown, NJ, 8850; Not Investment-Related; 04/17/2015. Business Ownership; LWM @ 161 S. Main St; Owner; LLC owns the property 161 S Main St.; 161 S Main st, , milltown, NJ, 08850; Not Investment-Related; 03/15/2015; 0 hours per month; 0 during trading hours. Board of Directors; Longwood University Foundation; board of director; 201 High St., Eason G-28, Farmville , VA, 23909; Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-06 |
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