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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-19 |
| NY | RA | APPROVED | 2022-08-19 |
Branch Locations
161 S Main St, Milltown, NJ 08850 • United States
2640 Highway 70 Bldg 5 Ste 200A, Manasquan, NJ 08736 • United States
Brick, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Fairfiled | NJ | 08/2014 | 01/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 01/2017 |
| Securian Financial Services Inc | St Paul | MN | 01/2017 | 08/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 01/2017 | 08/2022 |
| Allied Wealth Partners | Parsippany | NJ | 01/2017 | 08/2022 |
| Ameriprise Financial Services | Hauppauge | NY | 08/2022 | 08/2022 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Hauppauge | NY | 08/2022 | Present |
Outside Employment; Certainty of Uncertainty; Financial Advisor employee of LLC.; Managed advisory practice.; 1174 Veterans Hwy, , Hauppauge, NY, 11788; Investment-Related; 08/18/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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